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Advisor business teams are asking the Securities and Trade Fee to loosen up a few of the provisions of its proposed consumer privateness guidelines to ease the compliance burden on the companies that might be topic to the regulation.
The Funding Adviser Affiliation and the Monetary Providers Institute each laud the SEC’s efforts to strengthen client-data protections in broad strokes, however they quibble with a few of the particulars of the proposal, together with the timetable for companies to answer safety incidents and the general public…
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